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Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-28
VA RA APPROVED 2020-05-07
  • TX RA
    APPROVED
    Since 2026-01-28
  • VA RA
    APPROVED
    Since 2020-05-07

Branch Locations

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

999 Waterside Drive Suite 2220, Norfolk, VA 23510 • United States

Gloucester, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Norfolk VA 01/2011 05/2020
Raymond James Financial Services, Inc. Norfolk VA 05/2020 05/2022
Steward Partners Global Advisory, Llc Norfolk VA 05/2020 Present
Steward Partners Investment Advisory, Llc Norfolk VA 05/2020 Present
Steward Partners Investment Solutions, Llc Norfolk VA 05/2022 Present
Previous Registrations
Other Businesses

1) Rotary Club of Norfolk. Not investment related. Norfolk, VA. Started:11/2009. 1 hr per month, 1 hr during trading hrs. Budget/finance committee. 2) Steward Partners Global Advisory. Address: Norfolk, VA Nature of the Business: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 07/27/2020 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Insurance products listed. 3) Name of Business : Steward Partners Investment Advisory Address: 999 Waterside Dr Ste 2220,Norfolk, VA Nature of the Business: Independent RIA Position/Title: Investment Adviser Investment Related: Yes Start Date: 05/06/2020 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Financial Advisor 4) Nottingham Wealth Management Group Address: Norfolk, VA Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related:No Start Date: 05/06/2020 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Financial Advisor

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-10-24
S63 Uniform Securities Agent State Law Examination 1986-11-25
  • S65 Uniform Investment Adviser Law Examination
    1995-10-24
  • S63 Uniform Securities Agent State Law Examination
    1986-11-25
Designations

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