Roger E Lapierre

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2011 → 03/2020
  Ameriprise Financial Services, Inc.
  Cranston, RI
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Providence, RI

Previous Registrations

• 2005-09-16 → 2011-11-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Providence, RI
  Providence, RI
• 2000-08-11 → 2005-09-20
  Morgan Stanley Dw Inc.
  Middletown, RI

Other Businesses

Real Estate Ownership; Condominium. Condo at 6 Conner Ct. Attleboro, MA was sold and proceeds were 1031 exchanged to acquire new rental property at 625 Casa Loma Blvd. #308, Boynton Beach, FL.; 625 Casa Loma Blvd, #103, , Boynton Beach, FL, 33435; Investment-Related; 07/22/2021 / Single Family; 49 Old Hillside Dr., , Glendale, RI, 02826; Not Investment-Related; 09/02/2024. Board of Directors; North Shore Drive Association, Inc.; Vice President; P. O. Box 32, , Forestdale, RI, 2824; Not Investment-Related; 10/23/2020; 1 to 9 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  1999-08-12

Other Names

• Roger Ernest Lapierre