Alyce Marie Hackett

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2012 → 09/2017
  Summit Equities, Inc.
  Parsippany, NJ
• 11/2012 → 09/2017
  Summit Financial Resources, Inc.
  Parsippany, NJ
• 09/2017 → Present
  The Investment Center Inc
  Morristown, NJ
• 09/2017 → Present
  Ic Advisory Services Inc
  Morristown, NJ
• 03/2025 → Present
  Lpl Financial Llc
  Morristown, NJ

Previous Registrations

• 2017-10-02 → 2025-03-06
  Ic Advisory Services, Inc.
  Morristown, NJ
  Bedminster, NJ
• 2012-11-21 → 2017-10-02
  Summit Financial Resources Inc
  Parsippany, NJ
• 2009-01-12 → 2012-11-23
  Raymond James Financial Services Advisors, Inc
  Morristown, NJ
• 2008-02-11 → 2009-01-12
  Raymond James Financial Services, Inc.
  New York, NY
  Morristown, NJ
• 2006-11-08 → 2008-07-01
  Investment Advisors Asset Management, Llc
  Morristown, NJ
  Easton, PA

Other Businesses

1- 03/06/2025 - Dorset Hollow HOA - Non-Profit Board Member - President - Not Investment Related - Start Date 01/02/2006 - 60 hours per month/ 0 hours during trading 2- 03/06/2025 - Lifestyle Resources - DBA for LPL Business (entity for LPL business) - Investment Related - Start Date 11/01/2007 - 80 hours per month/ 60 hours during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-10-10
• S63 Uniform Securities Agent State Law Examination
  1988-05-19

Designations

• Certified Financial Planner