Steven Thomas

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Cincinnati, OH
• 11/2016 → 10/2023
  Wells Fargo Clearing Services, Llc
  Cincinnati, OH
• 10/2023 → Present
  Wells Fargo Advisors Financial Network, Llc
  Cincinnati, OH

Previous Registrations

• 2008-01-01 → 2023-10-20
  Wells Fargo Clearing Services, Llc
  Cincinnati, OH
  Blue Ash, OH
• 1999-05-13 → 2008-01-01
  A. G. Edwards & Sons, Inc.
  Blue Ash, OH
  Blue Ash, OH
  St. Louis, MO

Other Businesses

GLENVIEW GOLF COURSE, NOT INV RELATED, CINCINNATI, OH, GOLF BALL CLEANER, START 4/15/2024, 8 HOURS PER MONTH, ZERO HOURS DURING TRADING, COLLECTING AND CLEANING GOLF BALLS. CRAWFORD PARTNERS LLC; INV. RELATED; CINCINNATI, OH; 100% OWNERSHIP; FINET PRACTICE; START DATE: 9/27/2023; 250 HOURS PER MONTH; 250 HOURS DURING TRADING.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-02-26
• S63 Uniform Securities Agent State Law Examination
  1987-02-19

Other Names

• Steven Thomas
• Steven Mark Thomas