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5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 1989-09-01 |
Branch Locations
5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prospera Financial Services, Inc. | Dallas | TX | 04/2000 | Present |
1) PSE Wealth Management; Investment Related - Yes; 5429 LBJ Freeway, Suite 750, Dallas, TX 75240; DBA for offering financial services; Advisor; Owner; 7/2025; 40 hours per month; 40 hours per month during trading hours; providing financial planning and investment-related services 2) Prospera Life & Annuity, Inc.; Investment Related - Yes; 5429 LBJ Freeway, Suite 750, Dallas, TX 75240; Insurance Agency; Agent; Owner; 07/1995; 40 hours per month; 40 hours per month during trading hours; providing insurance products.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-11-10 |
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