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1999 Harrison Street, Suite 1575, Oakland, CA 94612 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
Branch Locations
1999 Harrison Street, Suite 1575, Oakland, CA 94612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Falcon Bridge Capital | Walnut Creek | CA | 11/2010 | Present |
| Finra | San Francisco | CA | 03/2014 | Present |
| Nms Capital Advisors, Llc | Beverly Hills | CA | 05/2018 | 07/2018 |
| Nms Capital Asset Management, Inc | Beverly Hills | CA | 05/2018 | 07/2018 |
| Commandiv Llc | New York | NY | 03/2017 | 02/2018 |
| Hillforest, Llc | Oakland | CA | 01/2017 | Present |
FALCON BRIDGE CAPITAL, CCO, AN SEC REGISTERED Institutional INVESTMENT ADVISER. APPROXIMATELY 8 HOURS PER WEEK DURING MARKET HOURS. INVESTMENT RELATED. WALNUT CREEK, CA. INVESTMENT RENTAL PROPERTY, 3 HOURS PER WEEK, NOT DURING BUSINESS HOURS. Passive source of income. Not an employment position. FINRA ARBITRATOR, zero hours per week unless requested. Managing Member and sole member of, Hillforest LLC. Zero hours per week, passive flow through entity.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 1987-08-21 |
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