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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2003-10-02 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Insurance Co. | Windsor | CT | 12/2002 | Present |
| Nylife Securities Inc | Windsor | CT | 03/2003 | Present |
INSURANCE BROKERING OF NON-NEW YORK LIFE INSURANCE PRODUCTS: FIXED ANNUITIES, LIFE, DISABILITY, LONG TERM CARE AND HEALTH INSURANCE.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-11-30 |
| S65 | Uniform Investment Adviser Law Examination | 1999-12-29 |
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