Mark Steven Geschwind

Employer firm

Centaurus Financial, Inc. CRD 30833

$9.74B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

Authority	Category	Status	Date
AL	RA	APPROVED	2022-08-24
NY	RA	APPROVED	2021-02-01
CT	RA	APPROVED	2019-05-20
MA	RA	APPROVED	2017-02-06
OH	RA	APPROVED	2016-01-14
NC	RA	APPROVED	2014-08-14
NJ	RA	APPROVED	2011-06-02
FL	RA	APPROVED	2011-01-05
CA	RA	APPROVED	2011-01-04

AL RA
APPROVED

Since 2022-08-24
NY RA
APPROVED

Since 2021-02-01
CT RA
APPROVED

Since 2019-05-20
MA RA
APPROVED

Since 2017-02-06
OH RA
APPROVED

Since 2016-01-14
NC RA
APPROVED

Since 2014-08-14
NJ RA
APPROVED

Since 2011-06-02
FL RA
APPROVED

Since 2011-01-05
CA RA
APPROVED

Since 2011-01-04

Branch Locations

Boynton Beach, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Complete Corporate Benefits, Inc.	Hicksville	NY	09/1991	Present
Centaurus Financial, Inc.	Orange	CA	02/2002	Present

09/1991 → Present

Complete Corporate Benefits, Inc.

Hicksville, NY
02/2002 → Present

Centaurus Financial, Inc.

Orange, CA

Other Businesses

1. PRESIDENT, COMPLETE CORPORATE BENEFITS, INC., BOYNTON BEACH, FL 33437. NON INVESTMENT RELATED SINCE 01/1990 AND I SPEND APPROX. 15 HOURS PER MONTH ON THIS ACTIVITY. SERVICE GROUP HEALTH INSURANCE CLIENTS. RARELY ASSIST CLIENTS WITH P&C NEEDS. FOR P&C NEEDS I WORK WITH P&C BROKER. 2. MARK GESCHWIND & ASSOCIATES POSITION: Owner NATURE: DBA for branding purposes INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/02/2022 ADDRESS: Boynton Beach FL 33437, United States DESCRIPTION: DBA for branding purposes

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-11-29
S63	Uniform Securities Agent State Law Examination	1987-01-16

S65 Uniform Investment Adviser Law Examination

1999-11-29
S63 Uniform Securities Agent State Law Examination

1987-01-16

Designations

Chartered Financial Consultant

View on SEC IAPD