James Lloyd Hergenroeder

Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-09-02
PA	RA	APPROVED	2015-08-10

TX RA
APPROVED_RES

Since 2015-09-02
PA RA
APPROVED

Since 2015-08-10

Branch Locations

161 Old Route 30 Ste 10, Greensburg, PA 15601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Financial Network, Llc	Greensburg	PA	08/2015	Present

08/2015 → Present

Wells Fargo Advisors Financial Network, Llc

Greensburg, PA

Other Businesses

LAURELBETH ADVISORS LLC, INV RELATED, GREENSBURG, PA, 100% OWNERSHIP, START 8/7/2015, 40 HOURS PER MONTH, 8 HOURS DURING TRADING, FINET PRACTICE.; | CO-TRUSTEE FOR MOTHER'S FAMILY TRUST; INV. RELATED; PITTSBURGH, PA; START DATE 6/2022; 2 HRS PER MONTH; LESS THAN 1 HR DURING TRADING. POWER OF ATTORNEY FOR WIFE; INV RELATED; GREENSBURG,PA; POA; START DATE: 12/09/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;|

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-10-26
S63	Uniform Securities Agent State Law Examination	1986-09-30

S65 Uniform Investment Adviser Law Examination

1994-10-26
S63 Uniform Securities Agent State Law Examination

1986-09-30

Other Names

James Lloyd Hergenroder

View on SEC IAPD