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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2012-10-22
  • PA RA
    APPROVED
    Since 2012-10-22

Branch Locations

865 Easton Rd Ste 350, Warrington, PA 18976-7802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services Inc Warrington PA 10/2012 03/2020
Ameriprise Financial Services, Llc Warrington PA 03/2020 Present
Previous Registrations
Other Businesses

Business Ownership; Aspen 22 Partners LLC; Co-owner; My husband and I set up an LLC to purchase partial ownership in a new Kids First Swim facility. We are not involved in the running of the facility. This is an investment only; 496 Herald Dr, , Ambler, PA, 19002; Not Investment-Related; 07/10/2025; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-02-04
S63 Uniform Securities Agent State Law Examination 1989-04-21
  • S65 Uniform Investment Adviser Law Examination
    1994-02-04
  • S63 Uniform Securities Agent State Law Examination
    1989-04-21
Other Names
  • Julie Ann Jacobs

View on SEC IAPD

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