Herbert Alan Beron

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2018-11-01
TX	RA	APPROVED_RES	2018-11-01
NJ	RA	APPROVED	2009-06-01

FL RA
APPROVED

Since 2018-11-01
TX RA
APPROVED_RES

Since 2018-11-01
NJ RA
APPROVED

Since 2009-06-01

Branch Locations

3801 Pga Boulevard Suite 700, Palm Beach Gardens, FL 33410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	Palm Beach Gardens	FL	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley Smith Barney

Palm Beach Gardens, FL
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2002-05-03 → 2009-06-01

Citigroup Global Markets Inc.

Florham Park, NJ

Florham Park, NJ

Other Businesses

*519724- Trust; Investment related-Yes; Juno Beach, Florida; 10/2000; During business hours: 1; After business hours: 1 *519741 - Trust; Investment related: Yes; Palm Beach Gardens, Florida; Trust; Trustee/Co-Trustee; 04/2000; During business hours: 1; After business hours: 0;

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-02-19
S63	Uniform Securities Agent State Law Examination	1987-03-18

S65 Uniform Investment Adviser Law Examination

1993-02-19
S63 Uniform Securities Agent State Law Examination

1987-03-18

View on SEC IAPD