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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2006-09-28 |
| GA | RA | APPROVED | 2003-03-20 |
Branch Locations
1275 Shilow Rd Nw Ste 2320, Kennesaw, GA 30144 • United States
6285 Barfield Rd Ste 250, Atlanta, GA 30328-4321 • United States
1275 Shiloh Rd Nw Ste 2321, Kennesaw, GA 30144 • United States
Powder Springs, GA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Kennesaw | GA | 09/2005 | 03/2020 |
| Ameriprise Financial Service, Llc | Powder Springs | GA | 12/1986 | Present |
Business Ownership; EBA Realty LLC; Manage the commercial real estate that houses my Ameriprise Franchise.; Own commercial rental property: 1275 Shiloh Rd NW Suites 2320 & 2321, Kennesaw, GA 30144; 1275 Shiloh Rd NW Suite 2321Kennesaw, GA 30144, ,; Not Investment-Related; 02/01/2004; 1 to 9 hours per month; 0 during trading hours / EHDII Management LLC; To operate and manage my Ameriprise franchise as outlined in the legal entities guide.; To operate and manage my Ameriprise franchise as outlined in the legal entities guide.; 1275 Shiloh Rd NW , Suite 2321, Kennesaw, GA, 30144; Not Investment-Related; 12/01/2017; 40 to 59 hours per month; 40 to 59 during trading hours / Arbonne International; Owner; Retail; 3727 Wilkins Cir, , Powder Springs, GA, 30127; Not Investment-Related; 08/01/2024; 0 hours per month; 0 during trading hours / Silver Lining Stables Inc.; I bring in & feed at night, returning to check on the horses before bedtime. I train my own horses to compete in dressage. Occasionally I import and sell a horse. I host about 5 clinics per year using clinicians from all over the world.; Own & manage a stable that offers boarding, training, lessons & sales: eventing, jumper & dressage disciplines. Also host clinics.; 3727 Wilkins Circle, , Powder Springs, GA, 30127; Not Investment-Related; 01/01/2000; 60 hours per month; 1 to 9 during trading hours. Outside Employment; Southeast Business Endeavors LLC; Consultant - Consulting on Procarian Wealth Advisors (Sean Carroll & Jake Bryant) team practice systems, procedures, service model & marketing. This company is replacing the Oxygen Inc company on 07/01/21.; ; 6285 Barfield Rd, STE 250, , Atlanta, GA, 30328; Not Investment-Related; 07/01/2021; 20 to 39 hours per month; 20 to 39 during trading hours / EHDII Management LLC; Managing Member - Manage the business end of my practice including employees and benefit plans.; I run the business of my practice through the LLC according to the Ameriprise guidelines.; 1275 Shiloh Rd NW STE 2320, , Kennesaw, GA, 30144; Not Investment-Related; 01/01/2018; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1990-03-27 |
| S63 | Uniform Securities Agent State Law Examination | 1988-03-22 |
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