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7301 Mission Road Suite 326, Prairie Village, KS 66208 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-02-18 |
Branch Locations
7301 Mission Road Suite 326, Prairie Village, KS 66208 • United States
50 Washington Street, Suite 924, Norwalk, CT 06854 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Indian Spring Management Llc | Norwalk | CT | 02/2009 | Present |
| Timber Point Capital Management | Briarcliff | NY | 05/2020 | Present |
| Investment Planners Wealth Management | Decatur | IL | 02/2022 | 01/2024 |
| Fortis Capital Advisors, Llc | Reno | NV | 02/2024 | Present |
1) Indian Spring Management, LLC, investment related, exempt reporting advisor and general partner for one private fund, managing member. 2) Ardara Capital, LP., investment related, same address as branch, private fund limited partnership, start 01/2011, portfolio manager, 40 hours per month during trading hours. 3) Timber Point Capital Alternatives, investment related, 4 Westchester Park Drive, Suite 100 White Plains, NY 10604-3431, Alternatives consultancy, Principal, Start Date 10/2025, 3 hours per month during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-11-16 |
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