Kim Louise Moore

Current Employers

Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2025-05-15
NC	RA	APPROVED	2023-08-01
CA	RA	APPROVED	2021-12-03
IN	RA	APPROVED	2021-03-11
NM	RA	APPROVED	2021-03-11
OR	RA	APPROVED	2020-06-02
NV	RA	APPROVED	2017-11-01
WA	RA	APPROVED	2015-08-13

PA RA
APPROVED

Since 2025-05-15
NC RA
APPROVED

Since 2023-08-01
CA RA
APPROVED

Since 2021-12-03
IN RA
APPROVED

Since 2021-03-11
NM RA
APPROVED

Since 2021-03-11
OR RA
APPROVED

Since 2020-06-02
NV RA
APPROVED

Since 2017-11-01
WA RA
APPROVED

Since 2015-08-13

Branch Locations

707 S Grady Way Suite 600, Renton, WA 98057 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Valic Financial Advisors, Inc.	Renton	WA	08/2015	Present
Agia	Houston	TX	12/2022	Present

08/2015 → Present

Valic Financial Advisors, Inc.

Renton, WA
12/2022 → Present

Agia

Houston, TX

Previous Registrations

2013-10-14 → 2015-07-02

Wells Fargo Clearing Services, Llc

Seattle, WA

Seattle, WA

Seattle, WA

Seattle, WA

Seattle, WA
2012-10-01 → 2013-10-22

Strategic Advisers Llc

Denver, CO

Denver, CO
2010-10-21 → 2011-09-15

Invesco Managed Accounts, Llc

Seattle, WA
2005-01-01 → 2010-10-21

Seattle-Northwest Securities Corporation

Seattle, WA

Seattle, WA

Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2005-04-22
S65	Uniform Investment Adviser Law Examination	2004-12-30

S63 Uniform Securities Agent State Law Examination

2005-04-22
S65 Uniform Investment Adviser Law Examination

2004-12-30

Other Names

Kim L Moore
Kim L Moore

View on SEC IAPD