Jerald Lawrence Aloof

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2003 → 06/2018
  Royal Alliance Asociates, Inc.
  Iselin, NJ
• 06/2018 → Present
  Lpl Financial
  Clark, NJ

Previous Registrations

• 2003-05-28 → 2018-07-09
  Osaic Wealth, Inc.
  Iselin, NJ
  Clark, NJ
• 2002-05-23 → 2003-06-03
  Ubs Financial Services Inc.
  Edison, NJ

Other Businesses

1)07/05/2018 - DBA for LPL Business (entity for LPL business) - JL Aloof Financial Services - 100% - INVESTMENT RELATED - CLARK, NJ 07066 - Start date: 05/30/2003 2)04/29/2019 - no business name - not investment related - 77 Brant Avenue - Suite 405 clark NJ 07066 - book - start date:01/01/2005 - 0 hrs/mo - 0 hrs during trading. 3. 10/16/2019 - Mattos Capital Management LLC - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - start date:07/04/2018 - 0 hrs/mo - 0 hrs during trading. 4. 09/02/2025 - JL Aloof Financial - DBA for LPL Business (entity for LPL business) - Inv Rel - At reported business location(s) - Start date: 05/26/2003 - 160 hrs/mo - 8 hrs during trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-04-20
• S63 Uniform Securities Agent State Law Examination
  1986-10-09

Other Names

• Jerry Aloof