Richard Peter Walker

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2007 → Present
  Raymond James Financial Services
  Naple, FL
• 01/2009 → Present
  Raymond James Financial Services Advisors, Inc
  Naples, FL
• 04/2008 → Present
  Naples Wealth Strategies Group
  Naples, FL

Previous Registrations

• 2000-09-08 → 2007-06-14
  Raymond James & Associates, Inc.
  Naples, FL
  Naples, FL

Other Businesses

(1)Name of Business: Naples Wealth Strategies Group Address: 4933 Tamiami Trl N Ste 202, Naples, FL, 34103, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/11/2008 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Established an entity for the branch operations (2)Name of Business: Richard Walker Cpa Address: 131 29th St. S.W., Naples, FL, 34117, United States Activity Type: Accounting/CPA Position/Title: Independent Contractor Investment Related: No Start Date: 01/15/2009 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Tax preparation services to begin in 2009 (3)Name of Business: Zyblut Address: 4933 Tamiami Trl N Ste 202, Naples, FL, 34103, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 08/19/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: To serve as administrative trustee for the trust account of Robert Zyblut's son (53754715 - Ben). Robert Zyblut is was FA#8R51 in my branch andi s now retired. Robert had cleared this with compliance.

Exams

• S66 Uniform Combined State Law Examination
  2000-08-31
• S63 Uniform Securities Agent State Law Examination
  1999-11-27

Designations

• Personal Financial Specialist

Other Names

• Richard Walker
• Rick Walker