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Steven Earl Pottieger

Connors Investor Services Inc

Wyomissing, PA

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Current Employers
Connors Investor Services Inc

1210 Broadcasting Road Suite 200, Wyomissing, PA 19610-3213 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2006-05-18
PA RA APPROVED 2005-10-14
  • TX RA
    APPROVED
    Since 2006-05-18
  • PA RA
    APPROVED
    Since 2005-10-14

Branch Locations

1210 Broadcasting Road Suite 200, Wyomissing, PA 19610 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Connors Investor Services, Inc. Wyomissing PA 05/2005 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-10-13
S63 Uniform Securities Agent State Law Examination 1986-10-24
  • S65 Uniform Investment Adviser Law Examination
    2005-10-13
  • S63 Uniform Securities Agent State Law Examination
    1986-10-24
Designations

View on SEC IAPD

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