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Steven Earl Pottieger

Connors Investor Services Inc

Wyomissing, PA

CRD 1566879

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Employer firm

Connors Investor Services Inc CRD 106993

$1.28B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Connors Investor Services Inc

1210 Broadcasting Road Suite 200, Wyomissing, PA 19610-3213 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2006-05-18
PA RA APPROVED 2005-10-14
  • TX RA
    APPROVED
    Since 2006-05-18
  • PA RA
    APPROVED
    Since 2005-10-14

Branch Locations

1210 Broadcasting Road Suite 200, Wyomissing, PA 19610 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Connors Investor Services, Inc. Wyomissing PA 05/2005 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-10-13
S63 Uniform Securities Agent State Law Examination 1986-10-24
  • S65 Uniform Investment Adviser Law Examination
    2005-10-13
  • S63 Uniform Securities Agent State Law Examination
    1986-10-24
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

ATLAS WEALTH PARTNERS LLC
LPL FINANCIAL LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Nearby Investors

SEAN PATRICK MCCULLOUGH
MICHAEL JOSEPH JANVRIN
Kyle Hutchinson

Nearby Offices

ATLAS WEALTH PARTNERS LLC · WYOMISSING, PA
LPL FINANCIAL LLC · WYOMISSING, PA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WYOMISSING, PA

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