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Michael John Mancuso

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Scottsdale, AZ

Leawood, KS

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-04-25
TX RA APPROVED_RES 2012-09-25
KS RA APPROVED 2008-04-08
  • CA RA
    APPROVED
    Since 2025-04-25
  • TX RA
    APPROVED_RES
    Since 2012-09-25
  • KS RA
    APPROVED
    Since 2008-04-08

Branch Locations

Scottsdale, AZ • United States

3401 College Blvd, Leawood, KS 66211 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Leawood KS 02/2008 Present
Bank Of America Na Leawood KS 02/2011 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-07-25
S63 Uniform Securities Agent State Law Examination 1986-11-25
  • S65 Uniform Investment Adviser Law Examination
    2003-07-25
  • S63 Uniform Securities Agent State Law Examination
    1986-11-25
Other Names
  • Michael Joseph Mancuso

View on SEC IAPD

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