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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-09-24
  • FL RA
    APPROVED
    Since 2025-09-24

Branch Locations

880 Carillon Parkway, St Petersburg, FL 33716 • United States

St Petersburg, FL • United States

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2014-01-07
  • FL RA
    APPROVED
    Since 2014-01-07

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

St. Petersburg, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. St. Petersburg FL 10/1983 Present
Raymond James Financial Services, Inc. St. Petersburg FL 01/1999 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-12-20
S63 Uniform Securities Agent State Law Examination 1992-09-10
  • S65 Uniform Investment Adviser Law Examination
    2013-12-20
  • S63 Uniform Securities Agent State Law Examination
    1992-09-10
Other Names
  • James Randolph Rankin

View on SEC IAPD

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