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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2015-11-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fahnestock & Co., Inc. | Saginaw | MI | 01/1999 | Present |
TRIPLE K FARM..PARTNER/LANDOWNER/LANDLORD-FARMLAND RENTAL. DEC 1 2020 START DATE. MY RESIDENTIAL ADDRESS IS USED FOR THE BUSINESS. 0 HOURS PER MONTH, COLLECT RENT ONE TIME PER YEAR.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-12-14 |
| S63 | Uniform Securities Agent State Law Examination | 1989-07-05 |
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