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Frank William List

Equitable Advisors, LLC

Frankenmuth, MI

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-06-16
  • MI RA
    APPROVED
    Since 2010-06-16

Branch Locations

516 S. Main St. Suite B, Frankenmuth, MI 48734 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/1999 06/2020
Equitable Advisors, Llc New York NY 09/1999 Present
Other Businesses

APPROVED TO CONDUCT OTHER INSURANCE ACTIVITY WITH COMPANIES OUTSIDE OF Equitable NETWORK.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-29
S63 Uniform Securities Agent State Law Examination 1984-06-08
  • S65 Uniform Investment Adviser Law Examination
    1999-10-29
  • S63 Uniform Securities Agent State Law Examination
    1984-06-08

View on SEC IAPD

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