Zadoc White Brown

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2010 → Present
  Stifel Nicolaus & Co Inc
  Maui, HI

Previous Registrations

• 2009-06-01 → 2010-11-19
  Morgan Stanley
  Kahului, HI
• 1994-05-27 → 2009-06-01
  Citigroup Global Markets Inc.
  Kahului, HI
  Kahului, HI

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-02-04
• S63 Uniform Securities Agent State Law Examination
  1994-01-31

Other Names

• Iii Zadoc White Brown
• Zadoc White Brown
• Zadoc White Brown
• Zadoc White Brown Iii