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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2020-02-04 |
| MN | RA | APPROVED | 2013-11-19 |
| TX | RA | APPROVED_RES | 2009-06-01 |
Branch Locations
380 Saint Peter Street Suite 1000, St. Paul, MN 55102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | St. Paul | MN | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
*595651 - MacPhail Center for Music; Investment Related - No; Minneapolis, Minnesota; Art/Culture; Board Member, Finance Committee(Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 07/2024; During Business Hours: 3; After Business Hours: 2; Investment Decisions/Advice
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-06-01 |
| S63 | Uniform Securities Agent State Law Examination | 1986-12-08 |
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