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Mark Anthony Romano

Tcw Investment Management Company LLC

Los Angeles, CA

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Current Employers
Tcw Investment Management Company Llc

515 South Flower Street, Los Angeles, CA 90071 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-03-03
  • CA RA
    APPROVED
    Since 2021-03-03

Branch Locations

515 South Flower Street, Los Angeles, CA 90071 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pacific Investment Management Company Llc San Diego CA 11/1997 Present
Pimco Investments Llc Newport Beach CA 02/2011 06/2020
Tcw Funds Distributors Llc Los Angeles CA 02/2021 Present
Tcw Llc Los Angeles CA 02/2021 Present
  • 11/1997 → Present
    Pacific Investment Management Company Llc
    San Diego, CA
  • 02/2011 → 06/2020
    Pimco Investments Llc
    Newport Beach, CA
  • 02/2021 → Present
    Tcw Funds Distributors Llc
    Los Angeles, CA
  • 02/2021 → Present
    Tcw Llc
    Los Angeles, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-03-25
  • S66 Uniform Combined State Law Examination
    1998-03-25
Other Names
  • Mark Romano

View on SEC IAPD

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