Douglas Adam Katchen

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2016 → 11/2018
  Questar Capital Corporation
  Minneapolis, MN
• 08/2015 → 09/2016
  Unemployed
  Bradenton, FL
• 09/2016 → 11/2018
  Questar Asset Management
  Minneapolis, MN
• 11/2018 → 11/2020
  Raymond James & Associates, Inc
  St Petersburg, FL
• 01/2021 → 03/2023
  Allstate Insurance Co
  Bradenton, FL
• 03/2023 → Present
  Raymond James & Associates, Inc.
  Lakewood Ranch, FL
• 03/2023 → Present
  Raymond James Financial Services, Inc
  Lakewood Ranch, FL
• 03/2023 → Present
  Raymond James Financial Advisors, Inc.
  Lakewood Ranch, FL

Previous Registrations

• 2021-02-08 → 2023-03-31
  Allstate Financial Advisors, Llc
  Bradenton, FL
• 2018-11-13 → 2020-10-08
  Raymond James & Associates, Inc.
  St. Petersburg, FL
• 2017-05-12 → 2018-11-14
  Questar Asset Management, Inc.
  Bradenton, FL
  Minneapolis, MN
  Sarasota, FL

Other Businesses

(1)Name of Business: Appliance Repair of Lakewood Ranch Address: 11912 Golden aster place , Bradenton, FL, 34202, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 05/01/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is my wife business i have no participation

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-04-21
• S63 Uniform Securities Agent State Law Examination
  1997-10-29

Other Names

• Douglas Adam Katchen
• Douglas A Katchen