Randall Wilson Harris

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/1993 → Present
  Cuna Brokerage Services, Inc.
  Waverly, IA
• 07/2011 → Present
  Cuna Mutual Group
  Waverly, IA
• 05/2022 → Present
  Lpl Financial Llc
  Tullahoma, TN

Previous Registrations

• 2004-05-25 → 2022-05-18
  Cuna Brokerage Services, Inc.
  Tullahoma, TN
  Tullahoma, TN

Other Businesses

1)05/18/2022 - Ascend Retirement & Investment Services- Investment Related-At Reported Business Location(s)-DBA for LPL Business (entity for LPL business) 2)05/18/2022 - No Business Name - Investment Related- Notary - Notary - Start Date- 2004 - 1 Hours Per Month/ 1 Hours During Securities Trading 3)05/18/2022 - Blue Cross Blue Shield - Investment Related- Non-Variable Insurance - Agent/Broker - Start Date- 6/2006 - 2 Hours Per Month/ 2 Hours During Securities Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-05-25
• S63 Uniform Securities Agent State Law Examination
  1986-09-26

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Randall W Harris