John Thomas Barry

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2008-01-02
CO	RA	APPROVED	1999-01-01

TX RA
APPROVED_RES

Since 2008-01-02
CO RA
APPROVED

Since 1999-01-01

Branch Locations

Loveland, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Barry Financial Services	Englewood	CO	03/1991	Present
Lpl Financial, Llc	Englewood	CO	05/1996	Present

03/1991 → Present

Barry Financial Services

Englewood, CO
05/1996 → Present

Lpl Financial, Llc

Englewood, CO

Other Businesses

1. 07/20/2005 - Musician - NOT INV REL - PLAY DRUMS IN BAND 2. 02/26/2015 - BARRY FINANCIAL SERVICES, INC. - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - 300 E. HAMPDEN AVE. #205, ENGLEWOOD, CO 80113 - START 05/19/1994 - 40 HR/MO 8 DURING SECS TRDG HRS 2. 03/02/2015: BARRY FINANCIAL SERVICES, INC. - INV REL - 300 E. HAMPDEN AVE. #205, ENGLEWOOD, CO 80113 - NON-VARIABLE INSURANCE - START 05/19/1994 - 40 HR/MO 8 DURING SECS TRDG HRS - LIFE, LTC, FIXED ANNUITIES

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1986-12-23

S63 Uniform Securities Agent State Law Examination

1986-12-23

View on SEC IAPD