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Private Advisor Group, LLC CRD 155216
$44.3B regulatory AUM 1,033 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
305 Madison Avenue, Morristown, NJ 07960 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2017-12-21 |
| TX | RA | APPROVED | 2017-12-20 |
Branch Locations
380 Southpointe Blvd, Ste 100, Canonsburg, PA 15317 • United States
305 Madison Avenue, Morristown, NJ 07960 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Canonsburg | PA | 09/2005 | 12/2017 |
| Lpl Financial, Llc | Canonsburg | PA | 12/2017 | Present |
| Private Advisor Group, Llc | Canonsburg | PA | 12/2017 | Present |
1. 12/19/2017 - JOHN AND ALICE SLUSS IRREVOCABLE INCOME TRUST/ ACT IN A FIDUCIARY CAPACITY/ 1%/ CANONSBURG, PA 2. 12/19/2017 - THE SLUSS ADVISORY GROUP/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 6%/ CANONSBURG, PA 3. 12/26/2017 - Private Advisor Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 11/17/2017 - 120 Hours Per Month / 6 Hours During Trading - 90% Time Spent - I provide investment advisory services through Private Advisor Group, LLC.., an independent investment advisor firm. I started this business activity in December 2017. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 11/16/2022 - Private Advisor Group - DBA: The Sluss Advisory Group - Investment Related - At Reported Business Location(s) -Registered Investment Advisor DBA - Start Date - 12/20/2017 - 130 Hours Per Month/130 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 11/2022. I expect to spend approximately 130 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-03-16 |
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