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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2023-07-06 |
Branch Locations
1525 E Republic Rd Ste B-115, Springfield, MO 65804 • United States
Fair Grove, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Springfield | MO | 07/2003 | 06/2023 |
| Bank Of America, Na | Springfield | MO | 12/2009 | 06/2023 |
| Ameriprise Financial Services, Llc | Springfield | MO | 06/2023 | Present |
Board of Directors; Midwest Hemophilia Association; General; 1467 W South St Ste C, , Ozark, MO, 65721; Not Investment-Related; 01/01/2021; 10 to 19 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-10-15 |
| S63 | Uniform Securities Agent State Law Examination | 1986-09-23 |
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