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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-07-25
TX RA APPROVED 2024-07-25
  • MO RA
    APPROVED
    Since 2024-07-25
  • TX RA
    APPROVED
    Since 2024-07-25

Branch Locations

2237 E Sunshine St, Springfield, MO 65804 • United States

3341 S Glenstone Ave, Springfield, MO 65804 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab Bank, Ssb Chesterfield MO 09/2003 01/2024
Edward Jones St Louis MO 04/2024 07/2024
Unemployed Ozark MO 01/2024 04/2024
Charles Schwab & Co., Inc. Chesterfield MO 09/2003 01/2024
Jpmorgan Chase Bank, N.A. Springfield MO 07/2024 Present
J.P. Morgan Securities Llc Springfield MO 07/2024 Present
  • 09/2003 → 01/2024
    Charles Schwab Bank, Ssb
    Chesterfield, MO
  • 04/2024 → 07/2024
    St Louis, MO
  • 01/2024 → 04/2024
    Unemployed
    Ozark, MO
  • 09/2003 → 01/2024
    Chesterfield, MO
  • 07/2024 → Present
    Jpmorgan Chase Bank, N.A.
    Springfield, MO
  • 07/2024 → Present
    Springfield, MO
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-07-26
S63 Uniform Securities Agent State Law Examination 1994-03-28
  • S65 Uniform Investment Adviser Law Examination
    1995-07-26
  • S63 Uniform Securities Agent State Law Examination
    1994-03-28
Designations
Other Names
  • Mike Wilcox
  • Michael Richard Wilcox
  • Michael Wilcox
  • Mike R Wilcox
  • Mike Richard Wilcox

View on SEC IAPD

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