Best Investors
Account
Sign in
Best Investors
Account
Sign in
155 Fleet Street, Portsmouth, NH 03801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2020-06-25 |
| NH | RA | APPROVED | 2016-12-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Purshe Kaplan Sterling Investments | Albany | NY | 06/2015 | 10/2016 |
| Granite Bay Wealth Management, Llc | Portsmouth | NH | 06/2015 | 12/2016 |
| Integrated Wealth Management | Portsmouth | NH | 10/2016 | Present |
Diane A. DuBois is a licensed Insurance Producer in Multiple States, DBA Diane DuBois Insurance. Diane's insurance activity is almost always in the context of risk analysis and mitigation in concert with Wealth Management for her clients. On occasion, Diane may broker insurance product(s) on behalf of a client. In this scenario she may receive a commission. On some occasions she may assist a client in their pursuit of a claim (disability/long term care) or in modifying or converting their existing policies. In these scenarios, Diane does not typically receive a commission from this insurance activity. On rare occasions Diane may work with someone who is not a Wealth Management client in the context of risk management only. In this context she spends less than 1% of her time.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-06-20 |
Reach out to this advisor