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Oppenheimer & Co. Inc. CRD 249
$36.7B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2008-12-12 |
Branch Locations
11780 U.S. Highway 1 Suite N101, North Palm Beach, FL 33408 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Oppenheimer & Co. Inc. | Palmbeach Gardens | FL | 12/2008 | Present |
MY ONLY DUTIES AS NOTARY ARE TO ASSIST PEOPLE OUTSIDE OF OPPENHEIMER & CO. INC., WITH NOTARY SERVICES, AND WILL NOT BE RECEIVING COMPENSATION FOR MY DUTIES AS NOTARY. MY DUTIES AS NOTARY ARE NOT RELATED TO FINANCIAL SERVICES, BROKERAGE ACTIVITIES, OUTSIDE INVESTMENT ACCOUNTS OR INVESTMENT ADVISE OF ANY KIND.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-04-10 |
| S63 | Uniform Securities Agent State Law Examination | 1986-10-09 |
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