Michael James Neuses

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2005 → Present
  Citigroup Global Markets Inc.
  Chicago, IL
• 06/2009 → Present
  Morgan Stanley Smith Barney
  Chicago, IL
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2005-04-18 → 2009-06-01
  Citigroup Global Markets Inc.
  Chicago, IL
  Chicago, IL

Other Businesses

*472545 - Kappa Beta Phi; Investment Related - No; Wilmette, Illinois; Charily/Private Foundation; Officer (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 01/2021; During Business Hours: 0; After Business Hours: 1; Accounting/Bookkeeping.

Exams

• S66 Uniform Combined State Law Examination
  2005-04-12
• S65 Uniform Investment Adviser Law Examination
  1997-05-30
• S63 Uniform Securities Agent State Law Examination
  1995-10-31