Steven Mark Cohen

Current Employers

Employment History

• 10/2003 → Present
  Raymond James & Associates
  Houston, TX
• 07/2017 → Present
  Nelson Wall Llc
  Houston, TX
• 07/2017 → Present
  Tdc Fund Iilp
  Houston, TX

Previous Registrations

• 2000-08-14 → 2003-11-12
  Ubs Financial Services Inc.
  Houston Galleri, TX

Other Businesses

(1) PRIVATE VENTURE PARTNERSHIPS PVT PLC- GREENSPORT MGMT, LLC (PASSIVE INVESTOR (2) MONOGRAM HOLDING LLC- SERIES C PREFERRED~ADDRESS: BROOMFIELD, US SDR, LLC-PASSIVE INVESTOR (3) CELINA I INVESTMENT LP~PERSONAL/PRIVATE INVESTMENT`INVESTMENT RELATED: YES~START DATE: 1/24/07~HOURS PER MONTH: 0~DUTIES: PASSIVE INVESTOR (5) 11/2003 CEDAR CROSSING - PASSIVE INVESTOR (6) Bomasada Cosmopolitan Tulsa LLC ~ Address: Houston, TX Personal/Private Investment Investment Related: Yes ~ Start Date: 03/31/2017 Hours devoted : 0 Hours devoted during trading hours: 0 Description of duties: passive investor (7) Q-II PARAMOUNT LLC~PRIVATE INVESTMENT~INVESTMENT RELATED:YES~START DATE: 06/01/15~HOURS PER MONTH: 0~DUTIES: PASSIVE INVESTOR (8) Adler Kawa Leasehold Portfolio I, LLC; Aventura, FL Nature: Personal/Private Investment Investment Related:Yes Start Date: 09/12/2017 Hours devoted to this business: 0 Hours per month devoted during trading hours: 0 Description of duties: passive Investor (9) US SDR, LLC~ADDRESS: HOUSTON, TX. NATURE: INVESTMENT~INVESTMENT RELATED:NO. START DATE: 12/22/06~HOURS PER MONTH: 0. DUTIES: INVESTOR. (10) Coral Loop Partnership Ltd. Nature: Investment. Position/Title: Investment Related:Yes. Start Date: 09/21/15. Hours per month: 0 Hours per month devoted during trading hours: 0. Description of duties: Passive Investor (11) AKF3 SF Light Industrial Hldgs LLC-Aventura, FL. Nature: Investment. Investment Related:Yes. Start Date: 01/13/16. Hours per month devoted to this business: 0. Hours per month devoted during trading hours: 0. Description of duties: passive investor (12) TDC Fund LP Rockstep Meridian LLC-Houston, TX Investment~Start:4/12/16~Passive investor The Barvin Group Investments LLC~Address: Houston, TX. Nature of the Business: Investment Investment Related:Yes. Start Date: 04/28/16-Hours per month: 0 Duties: passive Investor (13) M Group Inc~~Birmingham, MI Nature: Personal/Private Investment~Investment Related: Yes Start Date: 09/23/2015~Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Passive Investor (14) TDC Class A Investors Denver 7th Ave LP~~Houston, TX~Nature: Personal/Private Investment Investment Related:Yes ~ Start Date: 2/20/2017 Hours devoted: 0 Hours devoted during trading hours: 0 Description of duties: passive investor (15)The Edge at Oakland Partners LLC; Birmingham, MI Nature: Personal/Private Investment Investment Related:Yes Start Date: 5/27/2017 Hours per month devoted : 0 Hours per month devoted during trading (16) Zinc Acquisition Holdings LP; Houston, TX Nature:Personal/Private Investment Investment Related:No Start Date: 09/15/2017 Hours per month devoted: 0 Hours per month devoted during trading hours: 0 Description of duties: Passive Investor (17) TDC Fund 2; Houston TX; Personal/Private Investment; Investment Related:No Start Date: 09/12/2017; Hours per month: 0; Hours devoted during trading: 0; Duties: Passive Investor (18)Name of Business : Parque View Apartments Barvin Group Address: Houston, TX Nature of the Business: Personal/Private Investment Investment Related:Yes Start Date: 3/22/2018 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Passive investor (18)Name of Business : Bloue Ox Epic LLC Address: 135 East 57th 23rd floor,New York, NY Nature of the Business: Personal/Private Investment Position/Title: Investment Related:Yes Start Date: 05/18/2018 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Passive Investor

Exams

• S66 Uniform Combined State Law Examination
  2006-05-02
• S63 Uniform Securities Agent State Law Examination
  1986-09-25