Brian Keith Mariano

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2014-11-03

GA RA
APPROVED

Since 2014-11-03

Branch Locations

7000 Peachtree Dunwoody Road Bldg 12 Suite 200, Atlanta, GA 30328 • United States

Cumming, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mml Investors Services Llc	Atlanta	GA	10/2014	Present
Massmutual Life Insurance Co	Atlanta	GA	09/2014	Present

10/2014 → Present

Mml Investors Services Llc

Atlanta, GA
09/2014 → Present

Massmutual Life Insurance Co

Atlanta, GA

Previous Registrations

2010-12-09 → 2014-10-03

Cetera Advisors Llc

Roswell, GA

Ballston Spa, NY

Covington, GA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-05-27
S63	Uniform Securities Agent State Law Examination	2008-11-25

S66 Uniform Combined State Law Examination

2010-05-27
S63 Uniform Securities Agent State Law Examination

2008-11-25

View on SEC IAPD

Employer firm

Current Employers

Mml Investors Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Nearby Firms

Nearby Investors

Nearby Offices

Reviews