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Thomas Dale Jeppesen

Retirement Planning And Management, Inc.

Lakeville, MN

CRD 1564553

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Employer firm

Retirement Planning And Management, Inc. CRD 115483

$83.5M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Retirement Planning And Management, Inc.

Lakeville, MN • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2018-02-14
  • MN RA
    APPROVED
    Since 2018-02-14

Branch Locations

Lakeville, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thomas Jeppesen Lakeville MN 08/1986 Present
Retirement Planning And Management, Inc. Lakeville MN 06/1997 Present
Other Businesses

FORMER INDEPENDENT INSURANCE AGENT

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-03-10
S63 Uniform Securities Agent State Law Examination 1988-04-08
  • S65 Uniform Investment Adviser Law Examination
    1998-03-10
  • S63 Uniform Securities Agent State Law Examination
    1988-04-08
Other Names
  • Tom Jeppesen

View on SEC IAPD

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