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Richard John Northuis

Osaic Wealth, Inc.

Muskegon, MI

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-11-03
WA RA APPROVED 2023-11-03
  • MI RA
    APPROVED
    Since 2023-11-03
  • WA RA
    APPROVED
    Since 2023-11-03

Branch Locations

3324 Maple Grove Road Suite A, Muskegon, MI 49441 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fsc Securities Corporation Muskegan MI 07/1988 11/2023
Osaic Wealth, Inc. Muskegon MI 11/2023 Present
  • 07/1988 → 11/2023
    Fsc Securities Corporation
    Muskegan, MI
  • 11/2023 → Present
    Muskegon, MI
Previous Registrations
  • 2016-04-27 → 2023-11-03
    Fsc Securities Corporation
    Muskegon, MI
    Muskegon, MI
Other Businesses

1. PATHWAYS FINANCIAL GROUP, LLC, INVESTMENT RELATED, 5659 WEST MICHIGAN, KALAMAZOO, MI 49009, PARTICIPANT, 1/25/2010, 2 HRS/MO, 0 DURING TRADING HRS, I DO NOT RECEIVE ANY COMPENSATION FOR THIS ACTIVITY. 2. SELF; POSITION: Representative NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/28/2016 ADDRESS: 3324 Maple Grove Rd, Muskegon MI 49441; DESCRIPTION: All My insurance activities are run through FSC Securities. 3. CO TRUSTEE FOR THE DONALD AND EUNICE NORTHUIS TRUST POSITION: Co Trustee NATURE: Co Trustee of my deceased parents Trust, with my brother, until the last of their assests are liquidated and distributed to the Trust's beneficiaries. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/16/2022 ADDRESS: 5120 Summerfield Drive, Norton Shores MI 49441, United States DESCRIPTION: Depositing any interest or dividend checks which may come in through investments still outstanding. Making sure taxes are paid. Distributing checks from liquidated assests to the Trust's Beneficiaries.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-17
S63 Uniform Securities Agent State Law Examination 1986-10-28
  • S66 Uniform Combined State Law Examination
    2016-03-17
  • S63 Uniform Securities Agent State Law Examination
    1986-10-28
Other Names
  • Dick Northuis

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