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Dennis G Barth

Cetera Investment Advisers LLC

Brooklawn, NJ

CRD 1564121

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-09-05
TX RA APPROVED_RES 2025-09-05
  • NJ RA
    APPROVED
    Since 2025-09-05
  • TX RA
    APPROVED_RES
    Since 2025-09-05

Branch Locations

503 Rt 130, Brooklawn, NJ 08030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jos. W Barth And Co Brooklawn NJ 08/1985 Present
Avantax Investment Services, Inc. Brooklawn NJ 09/1986 09/2025
Avantax Advisory Services Brooklawn NJ 01/2000 09/2025
Rutgers-Camden Camden NJ 09/2012 08/2019
Avantax Insurance Agency, Llc Brooklawn NJ 02/2016 09/2025
Gloucester Catholic Baseball Brooklawn NJ 03/2020 Present
Cetera Wealth Services, Llc Brooklawn NJ 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 08/1985 → Present
    Jos. W Barth And Co
    Brooklawn, NJ
  • 09/1986 → 09/2025
    Avantax Investment Services, Inc.
    Brooklawn, NJ
  • 01/2000 → 09/2025
    Avantax Advisory Services
    Brooklawn, NJ
  • 09/2012 → 08/2019
    Rutgers-Camden
    Camden, NJ
  • 02/2016 → 09/2025
    Avantax Insurance Agency, Llc
    Brooklawn, NJ
  • 03/2020 → Present
    Gloucester Catholic Baseball
    Brooklawn, NJ
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Brooklawn, NJ
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2002-07-02 → 2025-09-05
    Avantax Advisory Services
    Brooklawn, NJ
Other Businesses

1) Barth Tax & Financial Services, In 503 Rte. 130 Brooklawn NJ 08030 Accounting/Bookkeeping (No Tax Preparation) President 11/22/2002 5hrs~3hrs President 2) GLOUCESTER CATHOLIC BASEBALL POSITION: Head Baseball Coach NATURE: head baseball coach INVESTMENT RELATED: No NUMBER OF HOURS: 19 SECURITIES TRADING HOURS: 6 START DATE: 03/15/2020 ADDRESS: 503 RTE 130, Brooklawn NJ 08030, United States DESCRIPTION: head baseball coach

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-04-10
  • S63 Uniform Securities Agent State Law Examination
    1987-04-10
Designations
  • Certified Financial Planner
Other Names
  • Dennis G Barth

View on SEC IAPD

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