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Michael Jack Kritikos

Raymond James & Associates, Inc.

Lincoln, NE

CRD 3236601

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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2021-10-05
TX RA APPROVED 2021-09-30
  • NE RA
    APPROVED
    Since 2021-10-05
  • TX RA
    APPROVED
    Since 2021-09-30

Branch Locations

2930 Ridge Line Road Suite 111, Lincoln, NE 68516 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Omaha NE 09/2013 11/2016
Wells Fargo Clearing Services, Llc Omaha NE 11/2016 09/2021
Raymond James & Associates, Inc. Lincoln NE 09/2021 Present
Previous Registrations
  • 2013-09-04 → 2021-10-01
    Wells Fargo Clearing Services, Llc
    Omaha, NE
    Lincoln, NE
    Lincoln, NE
    Lincoln, NE
    Lincoln, NE
    West Point, NE
    Lincoln, NE
    Lincoln, NE
  • 2009-04-02 → 2013-09-04
    Edward Jones
    Lincoln, NE
  • 2008-01-01 → 2009-03-30
    Wells Fargo Clearing Services, Llc
    Lincoln, NE
  • 2004-04-08 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Lincoln, NE
    Lincoln, NE
    St. Louis, MO
  • 2001-01-10 → 2004-04-15
    Morgan Stanley Dw Inc.
    Lincoln, NE
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-10-26
S63 Uniform Securities Agent State Law Examination 1999-07-17
  • S65 Uniform Investment Adviser Law Examination
    2000-10-26
  • S63 Uniform Securities Agent State Law Examination
    1999-07-17

View on SEC IAPD

Nearby Firms

AMERITAS ADVISORY SERVICES, LLC
AMERITAS INVESTMENT PARTNERS, INC.
LPL FINANCIAL LLC

Nearby Investors

LINDA D THRAEN
THERESA JEAN OCHS
JULIE ANN SCHADT

Nearby Offices

AMERITAS ADVISORY SERVICES, LLC · LINCOLN, NE
AMERITAS INVESTMENT PARTNERS, INC. · LINCOLN, NE
LPL FINANCIAL LLC · LINCOLN, NE

More in Lincoln, NE

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