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Richard Scott Multhaupt

Ameriprise Financial Services, LLC

Troy, MI

Clarkston, MI

CRD 3236597

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-28
MI RA APPROVED 2010-11-05
  • TX RA
    APPROVED_RES
    Since 2025-02-28
  • MI RA
    APPROVED
    Since 2010-11-05

Branch Locations

101 W Big Beaver Rd Ste 425, Troy, MI 48084 • United States

Clarkston, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Troy MI 10/2009 03/2020
Ameriprise Financial Services, Inc. Troy MI 10/2009 03/2020
Ameriprise Financial Services, Llc Troy MI 03/2020 Present
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Troy, MI
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    Troy, MI
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    Troy, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-02
S65 Uniform Investment Adviser Law Examination 2001-11-07
S63 Uniform Securities Agent State Law Examination 1999-07-09
  • S66 Uniform Combined State Law Examination
    2010-11-02
  • S65 Uniform Investment Adviser Law Examination
    2001-11-07
  • S63 Uniform Securities Agent State Law Examination
    1999-07-09

View on SEC IAPD

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Nearby Investors

MATTHEW PAUL COOK
AMY LYNN ROBERTS
MICHAEL A JUSTIN

Nearby Offices

COOK & ASSOCIATES · TROY, MI
LPL FINANCIAL LLC · TROY, MI
LPL FINANCIAL LLC · TROY, MI

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