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Victor Ernesto Pagano

Rockefeller Financial LLC

Tinton Falls, NJ

Hamilton, NJ

CRD 1563767

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Employer firm

Rockefeller Financial LLC CRD 291361

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-11-29
  • NY RA
    APPROVED
    Since 2021-11-29

Branch Locations

Tinton Falls, NJ • United States

2445 Kuser Road, Suite 302 Zone A, Hamilton, NJ 08690 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. New York NY 05/2007 11/2021
Rockefeller Financial Llc Hamilton NJ 11/2021 Present
Previous Registrations
  • 2021-09-04 → 2021-12-09
    Citigroup Global Markets Inc.
    New York, NY
    New York, NY
    New York, NY
    Jersey City, NJ
    Long Island City, NY
    Long Island City, NY
    Stamford, CT
    Stamford, CT
    New York, NY
    Long Island City, NY
    Long Island City, NY
    New York, NY
    New York, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-10-02
  • S63 Uniform Securities Agent State Law Examination
    1986-10-02
Other Names
  • Victor Ernest Pagano
  • Victor Enesto Pagano

View on SEC IAPD

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