Christopher Wheaton Mcniff

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2004 → Present
  Northeast Insurance Agency
  Falmouth, MA
• 12/2015 → 11/2018
  Signator Investors, Inc.
  Kingston, MA
• 11/2018 → Present
  Royal Alliance Associates, Inc.
  Kingston, MA

Previous Registrations

• 2015-12-28 → 2017-12-31
  Signator Investors, Inc.
  Kingston, MA
  Bellevue, WA
  Boston, MA
  Boston, MA
• 2011-03-16 → 2015-12-28
  Signator Financial Services, Inc.
  Bellevue, WA
  Kingston, MA
• 2006-11-14 → 2010-12-10
  Osaic Fa, Inc.
  Kingston, MA
  Kingston, MA
  Laconia, NH
• 2005-08-19 → 2006-11-09
  Waterstone Financial Group, Inc.
  Kingston, MA
  Kingston, MA
• 2004-11-10 → 2005-07-28
  Worthmark Financial Services, Llc
  Kingston, MA
• 2000-01-01 → 2004-10-08
  Fsc Securities Corporation
  Kingston, MA

Other Businesses

NORTHEAST INSURANCE AGENCY POSITION: producer NATURE: Insurance Agency INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 04/01/2004 ADDRESS: 194 Worcester Court, Falmouth MA 02364, United States DESCRIPTION: sales and service of property and casualty policies, and sales and service of life and health insurance products

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-10-17

Designations

• Chartered Financial Consultant

Other Names

• Chris Mcniff