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Kathleen Parnell Steele

Equitable Advisors, LLC

Seattle, WA

Bellevue, WA

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Current Employers
Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 1998-02-04
  • WA RA
    APPROVED
    Since 1998-02-04

Branch Locations

Seattle, WA • United States

10500 Ne 8Th Street Suite 1600, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Axa Advisors, Llc New York NY 09/1999 06/2020
Equitable Advisors, Llc New York NY 09/1999 Present
Other Businesses

Trustee with Power of Attorney for sister Angela Parnell. No securities held.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-10-09
S63 Uniform Securities Agent State Law Examination 1989-07-03
  • S65 Uniform Investment Adviser Law Examination
    1995-10-09
  • S63 Uniform Securities Agent State Law Examination
    1989-07-03
Other Names
  • Kathleen Mary Parnell

View on SEC IAPD

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