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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-06 |
Branch Locations
Safety Harbor, FL • United States
28100 Us Hwy 19 N Ste 400, Clearwater, FL 33761 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) | Clearwater | FL | 04/2005 | 11/2024 |
| Flaharty Asset Management, Llc | Clearwater | FL | 09/2013 | 11/2024 |
| Ameriprise Financial Services, Llc | Clearwater | FL | 11/2024 | Present |
Board of Directors; Rotary Club of Safety Harbor Noon Foundation; Treasurer; 519 2nd Street, , Safety Harbor, FL, 34695; Not Investment-Related; 10/01/2024; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-07-27 |
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