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Leann Denise St. Germain

Stifel, Nicolaus & Company, Incorporated

Bellevue, WA

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-05-21
WA RA APPROVED 2008-06-20
  • TX RA
    APPROVED_RES
    Since 2020-05-21
  • WA RA
    APPROVED
    Since 2008-06-20

Branch Locations

10400 Ne 4Th Street, Suite 2000, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus Seattle WA 06/2008 Present
  • 06/2008 → Present
    Stifel Nicolaus
    Seattle, WA
Previous Registrations
  • 2007-04-19 → 2008-06-30
    Ameriprise Advisor Services, Inc.
    Bellevue, WA
  • 1998-05-21 → 2006-03-30
    A. G. Edwards & Sons, Inc.
    Seattle, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-05-12
S63 Uniform Securities Agent State Law Examination 1987-03-05
  • S65 Uniform Investment Adviser Law Examination
    1998-05-12
  • S63 Uniform Securities Agent State Law Examination
    1987-03-05
Other Names
  • St Germain
  • Leann Denise Stgermain
  • Leann Denise Breyer

View on SEC IAPD

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Other Offices

BASECAMP WEALTH ADVISORS, LLC · BELLEVUE, WA
THREADLINE WEALTH · BELLEVUE, WA
SCS · BELLEVUE, WA
STEWARD CAPITAL LLC. · BELLEVUE, WA
GALLAGHER FIDUCIARY ADVISORS, LLC · Bellevue, WA
LPL FINANCIAL LLC · BELLEVUE, WA
LIDO · BELLEVUE, WA
FOCUS PARTNERS WEALTH, LLC · Bellevue, WA

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