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Current Employers
Alphastar Capital Management

19520 West Catawba Avenue Suite 112, Cornelius, NC 28031 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-05-02
NC RA APPROVED 2021-08-04
  • TX RA
    APPROVED_RES
    Since 2022-05-02
  • NC RA
    APPROVED
    Since 2021-08-04

Branch Locations

150 Fairview Road #130, Mooresville, NC 28117 • United States

19520 West Catawba Avenue Suite 112, Cornelius, NC 28031 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Capital Advisory Group & Tax Planners Of Lake Norman Mooresville NC 10/1994 Present
Capital Investment Advisors, Inc (158099) Huntersville NC 06/2011 09/2016
Taylormade Custom Builders Huntersville NC 06/2001 Present
Ihn1, Llc Huntersville NC 12/2011 Present
Retirement Wealth Advisors, Inc. Jenison MI 07/2014 06/2019
Formula Folio Investments, Llc Jenison MI 07/2014 06/2019
Advisory Alpha, Llc Holland MI 06/2019 07/2021
Alphstar Capital Management, Llc Cornelius NC 07/2021 Present
  • 10/1994 → Present
    Capital Advisory Group & Tax Planners Of Lake Norman
    Mooresville, NC
  • 06/2011 → 09/2016
    Capital Investment Advisors, Inc (158099)
    Huntersville, NC
  • 06/2001 → Present
    Taylormade Custom Builders
    Huntersville, NC
  • 12/2011 → Present
    Ihn1, Llc
    Huntersville, NC
  • 07/2014 → 06/2019
    Retirement Wealth Advisors, Inc.
    Jenison, MI
  • 07/2014 → 06/2019
    Formula Folio Investments, Llc
    Jenison, MI
  • 06/2019 → 07/2021
    Holland, MI
  • 07/2021 → Present
    Alphstar Capital Management, Llc
    Cornelius, NC
Previous Registrations
  • 2019-06-12 → 2021-07-08
    Mooresville, NC
    Holland, MI
  • 2014-09-11 → 2019-06-06
    Huntersville, NC
    Wheaton, IL
    Mooresville, NC
  • 2014-09-12 → 2019-06-06
    Huntersville, NC
    Wheaton, IL
  • 2011-08-18 → 2016-09-13
    Capital Investment Advisors, Inc
    Huntersville, NC
  • 2009-01-28 → 2011-08-19
    Aegis Capital, Llc
    Mount Pleasant, SC
  • 2006-11-08 → 2008-12-31
    Aegis Capital, Llc
    Huntersville, NC
Other Businesses

1) 06/2001 - PRESENT, TAYLORMADE CUSTOM BUILDERS, 202 GANNET DR, MOORESVILLE, NC 28117, OWNER/RESIDENTIAL BUILDING, HOURS DEDICATED: 5/WEEK (0/WEEK DURING TRADING HOURS) 2) 12/2011 - PRESENT, IHN 1, LLC, 123 MILROY LANE, MOORESVILLE, NC 28115, PARTNER/OWNER/PROPERTY BUSINESS, HOURS DEDICATED: 0/WEEK (0/WEEK DURING TRADING HOURS) 3) 10/1994 - PRESENT, CAPITAL ADVISORY GROUP & TAX PLANNERS OF LAKE NORMAN,403 GILEAD ROAD SUITE H HUNTERSVILLE, NC 28078, OWNER/INVESTMENT ADVISORY/INSURANCE, HOURS DEDICATED: 30/WEEK (30/WEEK DURING TRADING HOURS)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-05-16
S65 Uniform Investment Adviser Law Examination 1998-01-08
S63 Uniform Securities Agent State Law Examination 1995-09-06
  • S66 Uniform Combined State Law Examination
    2006-05-16
  • S65 Uniform Investment Adviser Law Examination
    1998-01-08
  • S63 Uniform Securities Agent State Law Examination
    1995-09-06
Other Names
  • Paul Scott Taylor

View on SEC IAPD

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