Kelly Therese Lavine

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

Authority	Category	Status	Date
AZ	RA	APPROVED	2024-12-06
TX	RA	APPROVED_RES	2021-01-04
MN	RA	APPROVED	2013-12-09

AZ RA
APPROVED

Since 2024-12-06
TX RA
APPROVED_RES

Since 2021-01-04
MN RA
APPROVED

Since 2013-12-09

Branch Locations

5500 Wayzata Boulevard Suite 400, Golden Valley, MN 55416 • United States

Buckeye, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stifel, Nicolaus & Company, Incorporated	Golden Valley	MN	06/2007	Present

06/2007 → Present

Stifel, Nicolaus & Company, Incorporated

Golden Valley, MN

Other Businesses

1. LAVINE HOLDINGS LLC; 5035 GLADSTONE AVE MPLS MN 55419; LLC THAT OWNS OUR RENTAL PROPERTY: CONDO IN MEXICO; GOVENOR; HELP MANAGE RENTAL PROPERTY; PART OWNER; AFFILIATION STARTED 07/01/2014; 2 HOURS PER YEAR; NOT DURING SECURITIES TRADING HOURS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2007-08-18
S63	Uniform Securities Agent State Law Examination	1988-07-25

S65 Uniform Investment Adviser Law Examination

2007-08-18
S63 Uniform Securities Agent State Law Examination

1988-07-25

Other Names

Kelly Therese Kausel
Kelly Therese Kausal
Kelly Therese Kausel

View on SEC IAPD