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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-01-26 |
| TX | RA | APPROVED | 2022-03-02 |
| NH | RA | APPROVED | 2016-04-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Portsmouth | NH | 04/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Portsmouth | NH | 11/2016 | Present |
CITY OF PORTSMOUTH CITIZEN ADVISORY COMMITTEE (CAC); NOT INV. RELATED; PORTSMOUTH, NH; ADVISORY BOARD MEMBER; START DATE 11/1/2023; 1.5 HRS PER MONTH; DUTIES: ATTEND HEARINGS REGARDING COMMUNITY NEEDS AND GIVE FEEDBACK. MYERLEE COUNTY CLUB ESTATES NORTH; INV RELATED;FT MYERS,FL; CONDOMINIUM ASSOCIATION; TREASURER; START DATE: 03/15/2026; 6 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-09-30 |
| S63 | Uniform Securities Agent State Law Examination | 1992-03-09 |
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