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Kathleen Marie Ritchie

Drucker Wealth

New York, NY

Mahwah, NJ

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Current Employers
Drucker Wealth

Mahwah, NJ • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-02-09
  • NY RA
    APPROVED
    Since 2024-02-09

Branch Locations

New York, NY • United States

Mahwah, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hornor Townsend & Kent Inc Horsham PA 10/2009 02/2025
Drucker Wealth Woodcliff Lake NJ 02/2025 Present
Purshe Kaplan Sterling Investments Albany NY 02/2025 Present
  • 10/2009 → 02/2025
    Hornor Townsend & Kent Inc
    Horsham, PA
  • 02/2025 → Present
    Woodcliff Lake, NJ
  • 02/2025 → Present
    Purshe Kaplan Sterling Investments
    Albany, NY
Previous Registrations
Other Businesses

1. Drucker Financial Group DBA Drucker Wealth Management. Investment Related. At registered location. RIA. Agent. Start date: 2/2025. 160 hrs/month; all during trading hours. Provide advice to clients. 2. 155 East 49th Street Cooperative. Not Investment Related. 155 East 49th Street, New York, NY 10017. Cooperative Owners Association. Board Member. Start date: 1/2/2014. Less than 10 hrs/month, all during trading hours. Service in treasury function, such as budget planning. No check privileges. 3. KMR Enterprise. Investment Related. 274 Hopper Road, Williamstown, MA 01267. Business/Office Management. Owner. Start Date: 12/2016. 25 hrs/month; 10 hrs/month during trading hours. Managing Office Employees.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-03-23
S65 Uniform Investment Adviser Law Examination 2008-04-04
  • S63 Uniform Securities Agent State Law Examination
    2010-03-23
  • S65 Uniform Investment Adviser Law Examination
    2008-04-04
Designations
Other Names
  • Kitty Ritchie

View on SEC IAPD

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