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Stifel, Nicolaus & Company, Incorporated CRD 793
$198B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ID | RA | APPROVED | 2021-11-19 |
| TX | RA | APPROVED_RES | 2021-11-16 |
Branch Locations
Snake River Landing, 900 Pier View Drive Suite 102, Idaho Falls, ID 83402 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| D.A. Davidson & Co. | Idaho Falls | ID | 05/2008 | 11/2021 |
| Stifel Nicolaus & Co Inc | Idaho Falls | ID | 11/2021 | Present |
1. Title Financial Corporation; 168 W Pacific St, Blackfoot, IA 83221; Title and escrow services; Board Member; Serve on Board; 11/23/2021; 5 Hours per Quarter; During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-11-02 |
| S63 | Uniform Securities Agent State Law Examination | 1986-10-15 |
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